TSS 14: AML and trade surveillance – Gaps, Issues and Opportunities for RegTech

  • Round the table: 
  • Firms:  Barclays, BlackRock, BMO, BNP, Commerzbank, Credit Suisse, ED&F Man, GAM, Janus Henderson, Jeffries, JP Morgan, Macquarie, Man, Nomura, RBC, Santander, Scotia, Soc Gen, TD, UBS, Wells Fargo
  • VendorsAltergaia, Digital Reasoning, Grant Thornton, Lysis, NICE ActimizepTools, Relativity Trace
  • Regulators: FCA
  • 30+ people will:
  • Review recent conclusions from FCA review and Global AML TechSprint
  • Discuss operating model challenges
  • Determine priorities and appetite for collaborative action
  • Define next steps

In advance, please refresh your memory on TR19/4