With enough regulatory change to last another decade already, JWG remains committed to collaborating throughout the pandemic. We look forward to a robust on-line discussion with colleagues from Avivia, Blackrock, GAM, Itau Unibanco, Janus Henderson, Northern Trust, RBC, Renaissance Capital, Macquarie, Santander, Scotia Bank, Soc Gen, State Street, TD and Westpac.
Please see the relevant background materials for our meeting here:
- SMCR and regulatory references- what can solo regulated firms learn from the banking sector? – CMS Law
- SMCR: Some stern remarks from the FCA following bank implementation – Ashurst
- Senior Managers and Certification Regime three years on – Ashurst
At a fantastic panel discussion on 7 February JWG was pleased to learn that 87% of boards want surveillance to be integrated or holistic by 2022.
Perhaps this is why the vast majority of attendees told us they are trying to understand the global patchwork of regulatory requirements and looking for technology to help! JWG has been digging into the many interconnected obligations with you for a couple of years and feel it is time to turn our attention to the mother of all accountability regimes: the Senior Managers and Certification Regime (SM&CR).